Regulatory Warnings

3,234 warnings from financial authorities worldwide about unauthorized firms, clone brokers, and fraudulent platforms.

🇪🇸CNMV

TANA CORUM, S.L.Unauthorized

2004-02-26

Source

🇪🇸CNMV

EUROPE BUSINESS CENTER, S.L.Unauthorized

2004-01-27

Source

🇪🇸CNMV

CERXNET EUROPE, S.L.

🇪🇸CNMV

UNITED ROYALE IMMOBILIEN VERWALTUNG, S.L.Unauthorized

2004-01-27

Source

🇪🇸CNMV

TRESADERNS & PARTNERS, S.L.Unauthorized

2003-12-15

Source

🇪🇸CNMV

WWW.MARBELLASECURITIES.COMUnauthorized

marbellasecurities.com

2003-12-03

Source

🇪🇸CNMV

CARLTON BIRTAL ADVISORY SERVICES, S.L.Unauthorized

2003-10-20

Source

🇪🇸CNMV

CARLTON FINANCIAL ADVISORY & INTERMEDIARY SERVICESUnauthorized

2003-10-20

Source

🇪🇸CNMV

CARLTON CAPITAL MANAGEMENT LTDUnauthorized

2003-10-20

Source

🇪🇸CNMV

CARLTON BIRTAL FINANCIAL ADVISORY, S.L.Unauthorized

2003-10-20

Source

🇪🇸CNMV

AIM WARRANTS, S.A.Unauthorized

2003-10-15

Source

🇪🇸CNMV

ALTERNATIVE INVESTMENT MARKETS, S.L.Unauthorized

2003-10-15

Source

🇪🇸CNMV

CAPITAL MOVIMIENTO, S.L.Unauthorized

2003-10-15

Source

🇪🇸CNMV

CAP MOV ASESORES FINANCIEROS, S.L.Unauthorized

2003-10-15

Source

🇪🇸CNMV

CONDOR RESEARCHUnauthorized

2003-10-09

Source

🇪🇸CNMV

WINDSOR INVESTMENT LTDUnauthorized

2003-10-09

Source

🇪🇸CNMV

WINDSOR ADVISORY SERVICES, S.A.Unauthorized+1 authority

2003-10-09

Source

🇪🇸CNMV

HAMILTON ASSET MANAGEMENTUnauthorized

2003-10-09

Source

🇪🇸CNMV

WILLMONT PARTNERS, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

HARGREAVES GROUP, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

MUTUAL CAPITALUnauthorized

2003-10-09

Source

🇪🇸CNMV

CLEARING SERVICESUnauthorized

2003-10-09

Source

🇪🇸CNMV

MULTITRADING 2002, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

HAYES VANDERBUILT INVESTMENT, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

BODEGON CENTER, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

HENRY WOODS ASSOCIATES, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

CHAMBERLIN MANAGEMENT INCUnauthorized

2003-10-09

Source

🇪🇸CNMV

MORRISON CROSS FINANCIAL INVESTMENTS LTDUnauthorized+2 authorities

2003-10-09

Source

🇪🇸CNMV

MORGAN PARIS & COMPANYUnauthorized

2003-10-09

Source

🇪🇸CNMV

LIBERTY FIRST FINANCIAL SERVICESUnauthorized+1 authority

2003-10-09

Source

🇪🇸CNMV

ALLIED INTERNATIONAL, S.A.Unauthorized

2003-10-09

Source

🇪🇸CNMV

SHARP EDGER BUILDING, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

WWW.SENSIBLEOPTIONS.COMUnauthorized

sensibleoptions.com

2003-10-09

Source

🇪🇸CNMV

HOFFMAN PHILIPS, SLUnauthorized

2003-10-09

Source

🇪🇸CNMV

MILLENNIUM FINANCIAL LTD.Unauthorized+1 authority

2003-10-09

Source

🇪🇸CNMV

SMITH & HENDERSON ASSOCIATES INCUnauthorized+1 authority

2003-10-09

Source

🇪🇸CNMV

SOLOMON CHRISTIE LLCUnauthorized

2003-10-09

Source

🇪🇸CNMV

ALLIED SOVEREIGN ZURICH, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

WALKER STONEUnauthorized

2003-10-09

Source

🇪🇸CNMV

FORNIX 2000 PLUS, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

CAPITAL GROWTH EQUITIES, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

CAPITAL ADVISERS BULL & BEAR, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

MERCANTILEBANC INC.Unauthorized

2003-10-09

Source

🇪🇸CNMV

MERCANTILE SECURITIES CONSULTANTS, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

MEDITERRANEAN INVESTMENT GROUP, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

BULLSTRADING, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

CARTER JAMES, S.L.Unauthorized

2003-10-09

Source

🇪🇸CNMV

FRASER, LINDHART AND WEBB PLC (NOMBRE COMERCIAL TRIDENT MARKET ADVISERSUnauthorized

2003-10-09

Source